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Conduct Essentials: Getting Comfortable with the New SM&CR Regime

01:08:00

May 21, 2019 11:53 AM

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Speakers

Dr. Roger Miles
Dr. Roger Miles counsels the Boards of public- and private-sector organisations and teaches behavioural risk at postgraduate level. In commercial practice, he develops tools for better analysis and reporting of behavioural risk, mainly in regulated financial markets. He is co-founder and Faculty Lead at UK Finance’s Conduct Risk and Culture Academy. At Cambridge, he is a visiting lecturer for the Centre for Compliance and Trust at JBS, and researches the regulation of conduct, culture and reputation risk in financial markets.
Patrick Butler
Patrick Butler is co-founder of the Conduct and Culture Academy at UK Finance and founder of Calitor Limited. A former Diplomat, Investment banker, Operating Officer, Head of Compliance, he now advises and coaches senior management and future leaders to enhance behavioural understanding underpinning practical solutions to meet the changing regulatory landscape and build competitive advantage.