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SDB, Breach Reporting, Reference Checking and Code of Ethics
AFA Acting CEO Phil Anderson will outline the Governments proposal for a new Single Disciplinary Body for financial advisers and explain the likely impact on the adviser profession and the consequences for FASEA and the FASEA Standards. Phil will also brief members on the new breach reporting and reference checking regimes that are due to commence from October 2021. There is an important level of interdependency between the Single Disciplinary Body, Breach Reporting and reference checking that Phil will explain. Phil will also provide an update on the status with the FASEA Code of Ethics and address some of the outstanding Code issues and the most relevant implications for financial advisers.
Please join us for this webinar and to access one hour of CPD on Professionalism and Ethics.


CPD
To obtain CPD for AFA Webinars you must watch the full webinar presentation. Your CPD certificate will be emailed you within one week of the webinar being held. Please get in touch at events@afa.asn.au should you have any questions about CPD for this webinar.

Jun 16, 2021 11:00 AM in Canberra, Melbourne, Sydney

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