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SM&CR – The Fundamentals

01:59:00

Jun 4, 2019 10:04 AM

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Speakers

Julie Pardy
Director of Regulation and Market Engagement @Worksmart
With approaching 30 years service in the Financial Services industry Julie has spent many years at the coal face undertaking a wide variety of roles in banking from Compliance to Sales, Operations to Training. With the wealth of experience picked up along the way, Julie uses this to help customers meet and manage their people related regulated responsibilities.
Ian Cornwall
Director of Regulation @PIMFA
Ian is Director of Regulation at PIMFA. His role entails constant contact with the UK regulator, the FCA at all levels and other organisations such as HM Treasury, Financial Ombudsman Service and the Financial Services Compensation Scheme. He is involved all areas of policy development and provides regulatory support to PIMFA’s member firms.