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Regain Compliance Control with Orion’s Brand-New Employee Trade Monitoring Tool
Does your firm meet SEC requirements for personal securities trading? Orion’s newest compliance tool, Inform, enables compliance officers to automate employee trade monitoring to efficiently and proactively identify potential violations. Learn how to leverage Inform to maintain your Code of Ethics obligations and securely scale your business. Inform is available as a standalone personal securities trading tool for any advisory firm to use.
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