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Webinar: A Brief but Fascinating History of Securities Regulation
Join Securities guru Deirdre Patten of Patten Training & Review for a wild ride through the annals of Securities Regulation. In this FREE 1-hour educational webinar learn how to differentiate between the Act of '33 and the Act of '34. Impress your friends with deep knowledge of the regulation of primary and secondary markets! From MSRBs to CFTCs, from FINRA to NASAA, from U4 to U5, Deirdre will explain the process and the history of the regulation of financial markets with her distinctive and informative style.

Jun 20, 2019 03:00 PM in Eastern Time (US and Canada)

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