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Are you ready for a regulatory visit?

00:52:00

Jul 23, 2019 11:02 AM

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Speakers

Lucy McClements
Lucy McClements left the Financial Conduct Authority in the summer of 2016 where she led a department of 80 staff assessing over 5000 regulatory decisions a year including firms applying for FCA authorisation, existing regulated entities wishing to vary their regulated activities, and those seeking to acquire regulated firms of all shapes and sizes. In her career Lucy has supervised entities from a broad range of financial sectors including banking, insurance, investment firms, and intermediaries by identifying and mitigating key prudential and conduct risks. She was responsible for overseeing the delivery of the FSA’s Treating Customers Fairly programme across 9000 small firms. Lucy provides freelance compliance advice and support to SMEs and individuals applying for authorisation, as well as a range of governance services to firm.
Adrian Harvey
@Elephants don't forget
Adrian Harvey, co-founder of Elephants Don’t Forget, combines vast experience in the energy and associated sectors with an approach to business that is radical, utterly non-conformist and very effective. Adrian quickly diagnoses the problems affecting a business and maps a route to stable profitability. At the heart of his approach are people – re-motivating, re-skilling, and restructuring teams to produce a level of performance they were not previously capable of.