Zoom Logo

Bring in the Experts: How to engage a Financial Adviser to a FAP on the new Financial Service Providers Register - Shared screen with speaker view
Financial Advice New Zealand
15:18
Good morning everyone. Welcome to our 57th Bring in the Expert Webinars. You have all been muted and your videos turned off but feel free to ask questions down the side bar in the chatroom and in questions and answers. Katrina Shanks will ask the questions on your behalfEnjoy the webinar!
Theresa Hatton
15:53
Has it started as getting no audio and yes my side is working as have just come off another session
Stephen Fitzjohn
16:43
Good morning
Gary Cavaney
18:14
We can hear you clearly from Sunny Cambridge.
Elise Vine
18:20
yes
Theresa Hatton
18:22
yes
Moosa Mohammed
18:23
yes
Nigel Kerr
18:24
Yes
Sarah Bloxham
18:29
yes in Auckland
Andy Philipson
18:40
All good here I Springston
Sarah Bloxham
18:41
yes
Angela Downie
18:41
Yes!
Rebecca Taiaroa
18:42
Yes
Alison Lissington
18:43
No
Nigel Kerr
18:43
Yes
Theresa Hatton
18:44
yes
Greg Coldicutt
18:44
Yes, all linked
Dave Lucas
18:44
No
Anthea Craighead
18:45
No
Andy Philipson
18:46
Yes.
Gary Cavaney
18:46
no
Neil Inns
18:48
not yet
Alison McKenzie
18:48
Yes
Leigh Hodgetts
18:49
Hi yes
Corinne Mudge
18:49
Yes
Steve Wymer
18:50
Yes
Nick - MBS Insurance
18:50
No
Moosa Mohammed
18:50
no
Jerome Chatenay
18:51
yes
Tina Chen
18:51
No, not yet
Fiona Browne
18:51
yes
Tim Lethlean
18:51
yes
Peter Hawes
18:51
no
Stephen Fitzjohn
18:52
Have looked
Lynda Taylor
18:52
NO
Mark Stoneman
18:53
no
Darryl Scott
18:53
yes
Douglas McKeown
18:53
no
Brett Dymond
18:53
Yes
John Bolsover
18:53
Not yet
Sarah Bloxham
18:54
all linked
Rohan Welsh
18:54
Yes
Lee McDonald
18:54
no
Ali Toumadj
18:55
yes
Michael Shears
18:56
Yes
Jack Hoggard
18:56
no
Mike Bennett
18:56
I did, it didn't work
Tevita Kennedy-Tupou
18:56
Yes
Claire Brady
18:57
yes
Miles Flower
18:57
no
Suresh SHARMA
18:58
yes
Karen Smart
18:58
Yes
Michelle Cook
18:59
no
Falgun Patel
19:00
Just register todya
Paul Surman
19:01
YES
Elise Vine
19:02
yes couldn't link
Yvonne Collins
19:03
yes
Grant Foothead
19:07
no
Andy Philipson
19:08
Bloody confusing - won't let me sign on
Regan Thomas
19:11
Yes. My company is not there. I cannot edit details. On hold with FSPR right now.
Peter Rickards
19:11
yes
Anup rup
19:16
no
Mike Wong
19:31
yes
Andy Philipson
22:07
aahh - that makes sense now..
Nathan Cohen
25:55
Hi, I thought the key takeaway from this webinar was showing us how to link advisers to a FAP? Can we just see that. Many thanks, Nathan
Leigh Hodgetts
26:31
Sometimes turning off the video helps
Stephen Clarke
27:42
The lag is because the wind is below 6.5 knots
Rohan Welsh
28:30
Katrina, can you advise as an individual adviser what levy you should choose on the FSPR?
Fiona Browne
32:01
I am a FAP, just me in the business. I am offering advice under another FAP as well, how do they link me if I’m not a 'Financial Adviser' but a FAP instead?
Dean Picard
32:17
How do we get a Login for the FAP?
John Bolsover
32:33
Does this have to be done by a FAP, or can an Authorised Body add an adviser?
Rohan Welsh
33:21
Also what levy does the FAP choose?
Udita Sood
33:38
Does the FAP need to get its own Disputes resolution scheme
Dean Picard
34:07
How do we link Both link to FAP and AB together?
Nicola Jones
34:09
Does the AB need to be attached to the FAP or has this already been done
Patrick Sellars
34:59
Hi, can you put the link to the video in the chat so we can copy and paste please?
Elise Vine
35:33
can katrina run the video
Andy Philipson
35:36
it will be easier for views to go to the website itself and view the video in our own browser
Mike Bennett
35:39
I've found the video on youtube
Jeremy Joplin
35:54
can youut the link in the chat please
Financial Advice New Zealand
37:15
https://fsp-register.companiesoffice.govt.nz/help-centre/registering-a-financial-service-provider-fsp/rules-of-engagement-for-financial-advisers/
Daryl Taylor
38:10
Put up the link to the you tube clip so we can do in real time and pause it if required
Peter Rickards
38:25
Mike: Can Alex advise how we go about adding a director on to the FSP register and also change the controlling ownership of the FAP?
Patrick Sellars
38:26
thanks
Elise Vine
40:08
what happens when you don't show up, but am showing up on the FSPR
Tom Gilbert
40:29
Can this link be emailed to us please
Celia Bailey
41:21
We have an employee who is currently training to be an adviser. He is registered on the FSPR. Should we add him to the financial advisers list now or wait until he has finished his courses? He will not be providing advice to clients until he has completed his studies
Shahram Shoar
41:50
I have two companies with different advise purposes. Both companies hold the transitional FAP not the individuals. I would appreciate your advise if I, as both companies director, could be linked to both companies
Manoj Singhal
42:24
that was easy
Mike Bennett
42:32
I'm done.. !!
Theresa Hatton
45:02
Thanks all done so assume that is all will leave now :-)
Manoj Singhal
45:13
my company is Authorised Body under NZFSG. I will link advisers using AB login. Hope NZFSG will link Authorised Body to their licence. is that correct?
Fiona Browne
45:26
thanks
Nicola Jones
45:31
How do you check that you have registered properly
Daryl Taylor
45:39
My business is linked to a FAP but myself and staff are not linked - do we need to be or is it just the business that needs to be linked
Nathan Cohen
45:50
me as an individual does not come up in the search for a financial adviser to engage under my FAP
Andy Philipson
45:54
I'm really glad that this is so simple and truly benefits my clients ;)
Michelle Cook
45:57
I can see that my Authorised body is linked to the FAP. Do I need to link myself as an individual to the AB? How do I do that?
Nicola Jones
45:57
i.e. that you have included all the services you provide
Andy Philipson
47:31
I have tried to log on to Realme, but it is asking me for all my information again. It appears that my old Realme won't accept my sign-on details.
Dean Picard
47:48
Hi Katrina
Dean Picard
48:50
Hi Katrina. Sorry we need to link 3 FA's to an AB and a FAP so they can do work under both. thanks
Suresh SHARMA
49:43
It is quite confusing. AB is linked to FAP by the FAP.
dannie hawkins
50:23
going forward will both the financial adviser and the FAP keep needing to be doing seperate anniual confirmations and paying seperate fees?
Suresh SHARMA
50:43
Does the financial adviser has to link with his/her AB in any manner?
Nick - MBS Insurance
51:14
It is like Alex is on the Moon and there is a 8 minute delay!
Suresh SHARMA
51:30
Can FAP and AB/F Adviser not have separate dispute resolution schemes ?
Stephen Bennett
53:25
if all advisers have to be under the FAP dispute resolution scheme, why is the question asked?is the adviser part of your dispute resolution scheme?From what I understand they have to be?
Stephen Bennett
53:29
Correct
Lynda Taylor
53:45
please advise that phone number again please
Warwick Hansen
53:51
can we have that no. again?
Alex Vaineritua
54:11
0508 377 746
Jeff Tobin
54:14
Great Video easy to follow Alex, just link myself to my FAP and received confirmation email from FSPR, thanks very much for your good work.
Anthea Craighead
54:29
Is there any problem with having one adviser linked to 2 different faps?
Alex Vaineritua
54:41
0508 377 746
Claire Brady
54:49
an adviser applied for FSPR for company and got to the pending payment. Site was then taken down so couldn't complete. now the fees are higher as there was a waive of fees before the 15th?
Ali Toumadj
55:49
I have linked my financial advisers but it is not letting me proceed and showing an error message saying there are no ABs registered - which is correct!
Elise Vine
58:07
who do you talk to if your Authorisation status is still waiting authorisation as a financial advice provider
Katrina Shanks
59:27
0508 377 746
Elise Vine
59:36
thanks
Trish Greenwood
01:05:15
Yes!
Celia Bailey
01:07:22
Celia@btm.co.nz
Celia Bailey
01:07:57
We have an employee who is currently training to be an adviser. He is registered on the FSPR. Should we add him to the financial advisers list now or wait until he has finished his courses? He will not be providing advice to clients until he has completed his studies - Celia@btm.co.nz
Elise Vine
01:08:50
are they putting more people onto the call centre to handle the huge volume of calls as we all sort this out, please
Warwick Hansen
01:10:29
Thanks
Tim Lethlean
01:10:40
Hi Alex Please email office@delray.co.nz.
Neil Inns
01:10:54
thanks Alex and Katrina. Awesome as always
John Bolsover
01:11:07
Thank you
Dave Lucas
01:11:09
Thanks Katrina
Andy Philipson
01:11:17
Thanks for your patience Katrina...